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23.7: The Claisen Condensation Reaction

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    \Esters, like aldehydes and ketones, are weakly acidic. When an ester with an α hydrogen is treated with 1 equivalent of a base such as sodium ethoxide, a reversible carbonyl condensation reaction occurs to yield a β-keto ester. For instance, ethyl acetate yields ethyl acetoacetate on base treatment. This reaction between two ester molecules is known as the Claisen condensation reaction. (We’ll use ethyl esters, abbreviated “Et,” for consistency, but other esters will also work.)

    Two ethyl acetate molecules react with sodium ethoxide in ethanol followed by hydronium to produce ethyl acetoacetate, a beta-keto ester (seventy-five percent), and ethanol.

    The mechanism of the Claisen condensation is similar to that of the aldol condensation and involves the nucleophilic addition of an ester enolate ion to the carbonyl group of a second ester molecule (Figure \(\PageIndex{1}\)). The only difference between the aldol condensation of an aldehyde or ketone and the Claisen condensation of an ester involves the fate of the initially formed tetrahedral intermediate. The tetrahedral intermediate in the aldol reaction is protonated to give an alcohol product—exactly the behavior previously seen for aldehydes and ketones (Section 19.4). The tetrahedral intermediate in the Claisen reaction, however, expels an alkoxide leaving group to yield an acyl substitution product—as previously seen for esters (Section 21.6).

    Reversible mechanism of Claisen condensation of ethyl acetate with arrows showing electron flow: alpha proton abstraction, nucleophilic addition of enolate, ethoxide expelled, deprotonation between carbonyls, reprotonation to form ethyl acetoacetate.
    Figure \(\PageIndex{1}\): Mechanism of the Claisen condensation reaction.

    If the starting ester has more than one acidic α hydrogen, the product β-keto ester has a highly acidic, doubly activated hydrogen atom that can be abstracted by base. This deprotonation of the product requires the use of a full equivalent of base rather than a catalytic amount. Furthermore, the deprotonation serves to drive the equilibrium completely to the product side so that high yields are usually obtained in Claisen condensations.

    Worked Example \(\PageIndex{1}\): Predicting the Product of a Claisen Condensation Reaction

    What product would you obtain from Claisen condensation of ethyl propanoate?

    Strategy

    The Claisen condensation of an ester results in loss of one molecule of alcohol and formation of a product in which an acyl group of one reactant bonds to the α carbon of the second reactant. The product is a β-keto ester.

    Solution
    The Claisen condensation of two equivalents of ethyl propanoate with sodium ethoxide followed by hydronium yields ethyl-2-methyl-3-oxopentanoate (a beta-keto ester), and ethanol.
    Exercise \(\PageIndex{1}\)

    Add exercises text here.

    1. \(\ce{(CH3)2CHCH2CO2Et}\)
    2. \(\ce{Ethyl phenylacetate}\)
    3. \(\ce{Ethyl cyclohexylacetate}\)
    Answer
    1. The structure of ethyl-2-isopropyl-5-methyl-3-oxohexanoate shows isopropyl and methyl substituents at second and fifth carbon. A carbonyl is positioned on the third carbon with an ethoxy group on the first carbonyl.
    2. The structure of ethyl-3-oxo-2,4-diphenylbutanoate shows two phenyl groups at second and fourth carbon. Two carbonyl groups are positioned on the first and third carbon, with an ethoxy group on first.
    3. The structure of ethyl-2,4-dicyclohexyl-3-oxobutanoate shows two cyclohexyl groups at the second and fourth carbon. An ethoxy group is bonded to first carbonyl carbon, and carbonyl is part of third carbon.
    Exercise \(\PageIndex{2}\)

    As shown in Figure \(\PageIndex{1}\), the Claisen reaction is reversible. That is, a β-keto ester can be cleaved by base into two fragments. Using curved arrows to indicate electron flow, show the mechanism by which this cleavage occurs.

    Ethyl benzoylacetate reacts with sodium hydroxide and ethanol, forming benzoate ion and ethyl acetate.

    Answer

    The cleavage reaction is the exact reverse of the forward reaction.


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