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9.12: Carbenes

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    A carbene is a molecule containing a neutral carbon atom with a valence of two and two unshared valence electrons. The general formula is R-(C:)-R' or R=C:. The term "carbene" may also refer to the specific compound H2C:, also called methylene, the parent hydride from which all other carbene compounds are formally derived. Carbenes are classified as either singlets or triplets depending upon their electronic structure. Most carbenes are very short lived, although persistent carbenes are known. One well studied carbene is Cl2C:, or dichlorocarbene, which can be generated in situ from chloroform and a strong base.

    Singlet and triplet carbenes

    The two classes of carbenes are singlet and triplet carbenes. Singlet carbenes are spin-paired. In the language of valence bond theory, the molecule adopts an sp2 hybrid structure. Triplet carbenes have two unpaired electrons. They may be either linear or bent, i.e. sp or sp2 hybridized, respectively. Most carbenes have a nonlinear triplet ground state, except for those with nitrogen, oxygen, or sulfur atoms, and halides directly bonded to the divalent carbon.


    Figure 1: Image used with permission from Wikipedia

    Carbenes are called singlet or triplet depending on the electronic spins they possess. Triplet carbenes are paramagnetic and may be observed by electron spin resonance spectroscopy if they persist long enough. The total spin of singlet carbenes is zero while that of triplet carbenes is one (in units of [\hbar] ). Bond angles are 125-140° for triplet methylene and 102° for singlet methylene (as determined by EPR). Triplet carbenes are generally stable in the gaseous state, while singlet carbenes occur more often in aqueous media.

    For simple hydrocarbons, triplet carbenes usually have energies 8 kcal/mol (33 kJ/mol) lower than singlet carbenes (see also Hund's rule of maximum multiplicity), thus, in general, triplet is the more stable state (the ground state) and singlet is the excited state species.Substituents that can donate electron pairs may stabilize the singlet state by delocalizing the pair into an empty p-orbital. If the energy of the singlet state is sufficiently reduced it will actually become the ground state. No viable strategies exist for triplet stabilization. The carbene called 9-fluorenylidene has been shown to be a rapidly equilibrating mixture of singlet and triplet states with an approximately 1.1 kcal/mol (4.6 kJ/mol) energy difference.[3] It is, however, debatable whether diaryl carbenes such as the fluorene carbene are true carbenes because the electrons can delocalize to such an extent that they become in fact biradicals. In silico experiments suggest that triplet carbenes can be thermodynamically stabilized with electropositive heteroatoms such as in silyl and silyloxy carbenes, especially trifluorosilyl carbenes.[4]



    Carbene addition to alkenes

    Singlet and triplet carbenes exhibit divergent reactivity. Singlet carbenes generally participate in cheletropic reactions as either electrophiles or nucleophiles. Singlet carbenes with unfilled p-orbital should be electrophilic. Triplet carbenes can be considered to be diradicals, and participate in stepwise radical additions. Triplet carbenes have to go through an intermediate with two unpaired electrons whereas singlet carbene can react in a single concerted step.

    Due to these two modes of reactivity, reactions of singlet methylene are stereospecific whereas those of triplet methylene are stereoselective. This difference can be used to probe the nature of a carbene. For example, the reaction of methylene generated from photolysis of diazomethane with cis-2-butene or with trans-2-butene each give a single diastereomer of the 1,2-dimethylcyclopropane product: cis from cis and trans from trans, which proves that the methylene is a singlet.[5] If the methylene were a triplet, one would not expect the product to depend upon the starting alkene geometry, but rather a nearly identical mixture in each case.

    Reactivity of a particular carbene depends on the substituent groups. Their reactivity can be affected by metals. Some of the reactions carbenes can do are insertions into C-H bonds, skeletal rearrangements, and additions to double bonds. Carbenes can be classified as nucleophilic, electrophilic, or ambiphilic. For example, if a substituent is able to donate a pair of electrons, most likely carbene will not be electrophilic. Alkyl carbenes insert much more selectively than methylene, which does not differentiate between primary, secondary, and tertiary C-H bonds.


    Carbenes add to double bonds to form cyclopropanes. A concerted mechanism is available for singlet carbenes. Triplet carbenes do not retain stereochemistry in the product molecule. Addition reactions are commonly very fast and exothermic. The slow step in most instances is generation of carbene. A well-known reagent employed for alkene-to-cyclopropane reactions is Simmons-Smith reagent. This reagent is a system of copper, zinc, and iodine, where the active reagent is believed to be iodomethylzinc iodide. Reagent is complexed by hydroxy groups such that addition commonly happens syn to such group.


    Carbene cyclopropanation

    C—H insertion

    Carbene insertion

    Insertions are another common type of carbene reactions. The carbene basically interposes itself into an existing bond. The order of preference is commonly: 1. X–H bonds where X is not carbon 2. C–H bond 3. C–C bond. Insertions may or may not occur in single step.

    Intramolecular insertion reactions present new synthetic solutions. Generally, rigid structures favor such insertions to happen. When an intramolecular insertion is possible, no intermolecular insertions are seen. In flexible structures, five-membered ring formation is preferred to six-membered ring formation. Both inter- and intramolecular insertions are amendable to asymmetric induction by choosing chiral ligands on metal centers.

    Carbene intramolecular reaction

    Carbene intermolecular reaction

    Alkylidene carbenes are alluring in that they offer formation of cyclopentene moieties. To generate an alkylidene carbene a ketone can be exposed to trimethylsilyl diazomethane.

    Alkylidene carbene

    Carbene dimerization

    Carbenes and carbenoid precursors can undergo dimerization reactions to form alkenes. While this is often an unwanted side reaction, it can be employed as a synthetic tool and a direct metal carbene dimerization has been used in the synthesis of polyalkynylethenes. Persistent carbenes exist in equilibrium with their respective dimers. This is known as the Wanzlick equilibrium.


    Figure : Wanzlick equilibrium

    Carbene ligands in organometallic chemistry

    In organometallic species, metal complexes with the formulae LnMCRR' are often described as carbene complexes. Such species do not however react like free carbenes and are rarely generated from carbene precursors, except for the persistent carbenes. The transition metal carbene complexes can be classified according to their reactivity, with the first two classes being the most clearly defined:

    • Fischer carbenes, in which the carbene is bonded to a metal that bears an electron-withdrawing group (usually a carbonyl). In such cases the carbenoid carbon is mildly electrophilic.
    • Schrock carbenes, in which the carbene is bonded to a metal that bears an electron-donating group. In such cases the carbenoid carbon is nucleophilic and resembles Wittig reagent (which are not considered carbene derivatives).
    • Persistent carbenes, also known as Arduengo or Wanzlick carbenes. These include the class of N-heterocyclic carbenes (NHCs) and are often are used as ancillary ligands in organometallic chemistry. Such carbenes are spectator ligands of low reactivity.

    Generation of carbenes

    • A method that is broadly applicable to organic synthesis is induced elimination of halides from gem-dihalides employing organolithium reagents. It remains uncertain if under these conditions free carbenes are formed or metal-carbene complex. Nevertheless, these metallocarbenes (or carbenoids) give the expected organic products.
    R2CBr2 + BuLi → R2CLi(Br) +
    2CLi(Br) → R2C + LiBr
    • For cyclopropanations, zinc is employed in the Simmons–Smith reaction. In a specialized but instructive case, alpha-halomercury compounds can be isolated and separately thermolyzed. For example, the "Seyferth reagent" releases CCl2 upon heating.
    C6H5HgCCl3 → CCl2 + C6H5HgCl
    • Most commonly, carbenes are generated from diazoalkanes, via photolytic, thermal, or transition metal-catalyzed routes. Catalysts typically feature rhodium and copper. The Bamford-Stevens reaction gives carbenes in aprotic solvents and carbenium ions in protic solvents.
    • Base-induced elimination HX from haloforms (CHX3) with under phase-transfer conditions.
    • Photolysis of diazirines and epoxides can also be employed. Diazirines are cyclic forms of diazoalkanes. The strain of the small ring makes photoexcitation easy. Photolysis of epoxides gives carbonyl compounds as side products. With asymmetric epoxides, two different carbonyl compounds can potentially form. The nature of substituents usually favors formation of one over the other. One of the C-O bonds will have a greater double bond character and thus will be stronger and less likely to break. Resonance structures can be drawn to determine which part will contribute more to the formation of carbonyl. When one substituent is alkyl and another aryl, the aryl-substituted carbon is usually released as a carbene fragment.
    • Carbenes are intermediates in the Wolff rearrangement

    See also


    1. Hoffmann, Roald (2005). Molecular Orbitals of Transition Metal Complexes. Oxford. p. 7. ISBN 0-19-853093-5.
    2. IUPAC, Compendium of Chemical Terminology, 2nd ed. (the "Gold Book") (1997). Online corrected version: (2006–) "carbenes".
    3. Grasse, P. B.; Brauer, B. E.; Zupancic, J. J.; Kaufmann, K. J.; Schuster, G. B. (1983). "Chemical and physical properties of fluorenylidene: equilibration of the singlet and triplet carbenes". Journal of the American Chemical Society 105 (23): 6833.doi:10.1021/ja00361a014. edit
    4. Nemirowski, A; Schreiner, P. R. (November 2007). "Electronic Stabilization of Ground State Triplet Carbenes". J. Org. Chem. 72 (25): 9533–9540. doi:10.1021/jo701615x.PMID 17994760.
    5. Skell, P. S.; Woodworth, R. C. (1956). Journal of the American Chemical Society 78(17): 4496. doi:10.1021/ja01598a087. edit
    6. Bajzer, W. X. (2004). "Fluorine Compounds, Organic". Kirk-Othmer Encyclopedia of Chemical Technology. John Wiley & Sons.doi:10.1002/0471238961.0914201802011026.a01.pub2. edit
    7. Buchner, E.; Feldmann, L. (1903). "Diazoessigester und Toluol". Berichte der deutschen chemischen Gesellschaft 36 (3): 3509. doi:10.1002/cber.190303603139.edit
    8. Staudinger, H.; Kupfer, O. (1912). "Über Reaktionen des Methylens. III. Diazomethan".Berichte der deutschen chemischen Gesellschaft 45: 501.doi:10.1002/cber.19120450174. edit
    9. Von E. Doering, W.; Hoffmann, A. K. (1954). "The Addition of Dichlorocarbene to Olefins". Journal of the American Chemical Society 76 (23): 6162.doi:10.1021/ja01652a087. edit

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