7.7: SN1 or SN2? Predicting the Mechanism
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- 234564
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\(\newcommand{\avec}{\mathbf a}\) \(\newcommand{\bvec}{\mathbf b}\) \(\newcommand{\cvec}{\mathbf c}\) \(\newcommand{\dvec}{\mathbf d}\) \(\newcommand{\dtil}{\widetilde{\mathbf d}}\) \(\newcommand{\evec}{\mathbf e}\) \(\newcommand{\fvec}{\mathbf f}\) \(\newcommand{\nvec}{\mathbf n}\) \(\newcommand{\pvec}{\mathbf p}\) \(\newcommand{\qvec}{\mathbf q}\) \(\newcommand{\svec}{\mathbf s}\) \(\newcommand{\tvec}{\mathbf t}\) \(\newcommand{\uvec}{\mathbf u}\) \(\newcommand{\vvec}{\mathbf v}\) \(\newcommand{\wvec}{\mathbf w}\) \(\newcommand{\xvec}{\mathbf x}\) \(\newcommand{\yvec}{\mathbf y}\) \(\newcommand{\zvec}{\mathbf z}\) \(\newcommand{\rvec}{\mathbf r}\) \(\newcommand{\mvec}{\mathbf m}\) \(\newcommand{\zerovec}{\mathbf 0}\) \(\newcommand{\onevec}{\mathbf 1}\) \(\newcommand{\real}{\mathbb R}\) \(\newcommand{\twovec}[2]{\left[\begin{array}{r}#1 \\ #2 \end{array}\right]}\) \(\newcommand{\ctwovec}[2]{\left[\begin{array}{c}#1 \\ #2 \end{array}\right]}\) \(\newcommand{\threevec}[3]{\left[\begin{array}{r}#1 \\ #2 \\ #3 \end{array}\right]}\) \(\newcommand{\cthreevec}[3]{\left[\begin{array}{c}#1 \\ #2 \\ #3 \end{array}\right]}\) \(\newcommand{\fourvec}[4]{\left[\begin{array}{r}#1 \\ #2 \\ #3 \\ #4 \end{array}\right]}\) \(\newcommand{\cfourvec}[4]{\left[\begin{array}{c}#1 \\ #2 \\ #3 \\ #4 \end{array}\right]}\) \(\newcommand{\fivevec}[5]{\left[\begin{array}{r}#1 \\ #2 \\ #3 \\ #4 \\ #5 \\ \end{array}\right]}\) \(\newcommand{\cfivevec}[5]{\left[\begin{array}{c}#1 \\ #2 \\ #3 \\ #4 \\ #5 \\ \end{array}\right]}\) \(\newcommand{\mattwo}[4]{\left[\begin{array}{rr}#1 \amp #2 \\ #3 \amp #4 \\ \end{array}\right]}\) \(\newcommand{\laspan}[1]{\text{Span}\{#1\}}\) \(\newcommand{\bcal}{\cal B}\) \(\newcommand{\ccal}{\cal C}\) \(\newcommand{\scal}{\cal S}\) \(\newcommand{\wcal}{\cal W}\) \(\newcommand{\ecal}{\cal E}\) \(\newcommand{\coords}[2]{\left\{#1\right\}_{#2}}\) \(\newcommand{\gray}[1]{\color{gray}{#1}}\) \(\newcommand{\lgray}[1]{\color{lightgray}{#1}}\) \(\newcommand{\rank}{\operatorname{rank}}\) \(\newcommand{\row}{\text{Row}}\) \(\newcommand{\col}{\text{Col}}\) \(\renewcommand{\row}{\text{Row}}\) \(\newcommand{\nul}{\text{Nul}}\) \(\newcommand{\var}{\text{Var}}\) \(\newcommand{\corr}{\text{corr}}\) \(\newcommand{\len}[1]{\left|#1\right|}\) \(\newcommand{\bbar}{\overline{\bvec}}\) \(\newcommand{\bhat}{\widehat{\bvec}}\) \(\newcommand{\bperp}{\bvec^\perp}\) \(\newcommand{\xhat}{\widehat{\xvec}}\) \(\newcommand{\vhat}{\widehat{\vvec}}\) \(\newcommand{\uhat}{\widehat{\uvec}}\) \(\newcommand{\what}{\widehat{\wvec}}\) \(\newcommand{\Sighat}{\widehat{\Sigma}}\) \(\newcommand{\lt}{<}\) \(\newcommand{\gt}{>}\) \(\newcommand{\amp}{&}\) \(\definecolor{fillinmathshade}{gray}{0.9}\)First of all, it is important to understand that the \(S_N1\) and \(S_N2\) mechanism models are just that: models. While many nucleophilic substitution reactions can be described as proceeding through 'pure' \(S_N1\) or \(S_N2\) pathways, other reactions - in particular some important biochemical reactions we'll see later - lie somewhere in the continuum between the \(S_N1\) and the \(S_N2\) model (more on this later). With that being said, here are some guidelines to help you predict whether a reaction is likely to have more of an \(S_N1\) or \(S_N2\) character.
First, look at the electrophile: as stated above, an \(S_N1\) reaction requires that a relatively stable carbocation intermediate be able to form. An \(S_N2\) reaction requires a relatively unhindered electrophilic center. Therefore, methyl and primary carbon electrophiles will react by the \(S_N2\) pathway, and tertiary carbon electrophiles will react by the \(S_N1\) pathway.
Secondary carbon electrophiles, or primary carbon electrophiles adjacent to a potential carbocation-stabilizing group (double bond or heteroatom) can react by either or both pathways. The reasoning here is that these electrophiles are unhindered (favoring \(S_N2\)), but can also form stabilized carbocation intermediates (favoring \(S_N1\))
Next, look at the nucleophile. More powerful nucleophiles, particularly anionic nucleophiles such as hydroxides, alkoxides or thiolates, favor an \(S_N2\) pathway: picture the powerful nucleophile 'pushing' the leaving group off the electrophile. Weaker, uncharged nucleophiles like water, alcohols, and amines, favor the \(S_N1\) pathway: they are not nucleophilic enough to displace the leaving group, but will readily attack a carbocation intermediate.
Finally look at the solvent in the reaction. As a general rule, water and other protic solvents (for example methanol or ethanol) favor \(S_N1\) pathways, due to the ability of the solvents to stabilize carbocation intermediates, combined with their tendency to weaken the nucleophile by enclosing it in a 'solvent cage'. In laboratory reactions, the presence of a polar aprotic sovent such as acetone or dimethylformamide points to the probability of an \(S_N2\) reaction.
factors favoring the two pathways
Factors favoring the \(S_N1\) pathway:
- hindered electrophile
- potential for a tertiary, secondary, or resonance-stabilized carbocation intermediate
- uncharged nucleophile
- protic solvent such as water
Factors favoring the \(S_N2\) pathway:
- Unhindered (methyl or primary) electrophile
- powerful, anionic nucleophile
- polar aprotic solvent
Video tutorial: nucleophilic substitution reactions
Contributors
Organic Chemistry With a Biological Emphasis by Tim Soderberg (University of Minnesota, Morris)