21.4: Alpha Halogenation of Carbonyls
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Ketones with alpha hydrogens can undergo a substitution reaction with halogens. This reaction occurs because of the tendency of carbonyl compounds to form enolates in basic condition and enols in acidic condition. In these cases even weak bases, such as the hydroxide anion, is sufficient enough to cause the reaction to occur because it is not necessary for a complete conversion to the enolate. For this reaction Cl2, Br2 or I2 can be used as the halogens.
Aldehydes are oxidized by the halogens so this reaction pathway is not synthetically useful. For example, when benzaldehyde is added to either set of reagents described above for ketones, the majore product is benzoic acid.
Acid Catalyzed Mechanism
Under acidic conditions the reaction occurs thought the formation of an enol which then reacts with the halogen.
1) Protonation of the carbonyl
2) Enol formation
3) SN2 reaction
Kinetic studies provide some evidence for the mechanism shown above. The rate law for the alpha-halogenation of a ketone can be given by:
rate = [ketone][H+]
The implication is that the rate determining step is dependent on the concentrations of the ketone and acid catalyst and therefore associated with the enol formation part of the mechanism. The halogen does not even appear in the rate law. Indeed, the overall rate is completely independent of the concentration of the halogen and suggests the halogenation step occurs rapidly.
Base Promoted Mechanism
Under basic conditions the enolate forms and then reacts with the halogen.
Note! This is base promoted and not base catalyzed because an entire equivalent of base is required.
It is difficult to stop the base promoted reaction after a single substitution, so acidic conditons are used when a monohalo product is required.
1) Enolate formation
2) SN2 reaction
The Haloform Qualitative Reaction to Identify Methyl Ketones
The overreaction during base promotion of alpha halogenation is used as a qualitative test called the haloform reaction to identify methyl ketones. Under basic conditions, subsequent halogenation reactions occur because the halogenated product is more reactive than the starting material due to the electron withdrawing effect of the halogen. The halogen inductively stabilizes the conjugate base and increases the relative acidity of the remaining alpha-carbons. Halogenations occur at the alpha-carbon until the haloform becomes a leaving group and is observed as a precipitate as shown in the example below.
Due to the acidic nature of α hydrogens they can be exchanged with deuterium by reaction with D2O (heavy water). The process is accelerated by the addition of an acid or base; an excess of D2O is required. The end result is the complete exchange of all α hydrogens with deuteriums.
Mechanism in basic conditions
1) Enolate Formation
Draw the product for the following reactions.
Solutions to example question
5. Draw the products of the following reactions
6. Draw out the mechanism for the following reaction.
7. How might you form 2-hepten-4-one from 4-heptanone?
7. 1) Br2, H3O+; 2) Pyridine, Heat
Contributors and Attributions
Dr. Dietmar Kennepohl FCIC (Professor of Chemistry, Athabasca University)
Prof. Steven Farmer (Sonoma State University)